NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Phocas Financial Corp.'s Holding History (CIK: 0001356783)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 54,129 Value ($000) $5,338 Avg Close — Range —
Q4 2014
Shares 83,541 Value ($000) $7,741 Avg Close — Range —
Q3 2014
Shares 85,885 Value ($000) $8,084 Avg Close — Range —
Q2 2014
Shares 86,139 Value ($000) $7,798 Avg Close — Range —
Q1 2014
Shares 89,542 Value ($000) $7,613 Avg Close — Range —
Q4 2013
Shares 91,218 Value ($000) $7,332 Avg Close — Range —
Q3 2013
Shares 103,533 Value ($000) $7,942 Avg Close — Range —
Q2 2013
Shares 64,823 Value ($000) $4,584 Avg Close — Range —