NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

GSA CAPITAL PARTNERS LLP's Holding History (CIK: 0001362033)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 5,081 Value ($000) $424 Avg Close — Range —
Q1 2016
Shares 3,183 Value ($000) $231 Avg Close — Range —