NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 655 Value ($000) $54 Avg Close — Range —
Q4 2019
Shares 11,455 Value ($000) $1,085 Avg Close — Range —
Q2 2019
Shares 29,656 Value ($000) $2,708 Avg Close — Range —
Q1 2019
Shares 17,938 Value ($000) $1,725 Avg Close — Range —
Q4 2018
Shares 16,468 Value ($000) $1,413 Avg Close — Range —
Q3 2018
Shares 3,018 Value ($000) $260 Avg Close — Range —
Q2 2018
Shares 16,227 Value ($000) $1,226 Avg Close — Range —
Q1 2018
Shares 12,428 Value ($000) $1,005 Avg Close — Range —
Q3 2017
Shares 7,049 Value ($000) $605 Avg Close — Range —
Q2 2017
Shares 81 Value ($000) $7 Avg Close — Range —
Q2 2015
Shares 4,789 Value ($000) $471 Avg Close — Range —
Q1 2015
Shares 4,789 Value ($000) $472 Avg Close — Range —