NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

KBC Group NV's Holding History (CIK: 0001411133)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 28,518 Value ($000) $2,292 Avg Close — Range —

Q3 2013

Shares 40,170 Value ($000) $3,081 Avg Close — Range —

Q2 2013

Shares 40,170 Value ($000) $2,840 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	28,518	$2,292	—	—
Q3 2013	40,170	$3,081	—	—
Q2 2013	40,170	$2,840	—	—