NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Seascape Capital Management's Holding History (CIK: 0001418342)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 2,705 Value ($000) $255 Avg Close — Range —

Q3 2020

Shares 2,705 Value ($000) $235 Avg Close — Range —

Q2 2020

Shares 2,705 Value ($000) $236 Avg Close — Range —

Q1 2020

Shares 2,705 Value ($000) $223 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	2,705	$255	—	—
Q3 2020	2,705	$235	—	—
Q2 2020	2,705	$236	—	—
Q1 2020	2,705	$223	—	—