NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 387 Value ($000) $39 Avg Close — Range —
Q2 2023
Shares 447 Value ($000) $45 Avg Close — Range —
Q1 2023
Shares 431 Value ($000) $40 Avg Close — Range —
Q4 2022
Shares 460 Value ($000) $42 Avg Close — Range —
Q1 2022
Shares 4,356 Value ($000) $382 Avg Close — Range —
Q4 2021
Shares 3,400 Value ($000) $297 Avg Close — Range —
Q3 2021
Shares 3,154 Value ($000) $257 Avg Close — Range —
Q3 2015
Shares 37,093 Value ($000) $3,410 Avg Close — Range —
Q2 2015
Shares 38,267 Value ($000) $3,763 Avg Close — Range —
Q1 2015
Shares 41,628 Value ($000) $4,105 Avg Close — Range —
Q4 2014
Shares 42,687 Value ($000) $3,955 Avg Close — Range —
Q3 2014
Shares 44,500 Value ($000) $4,189 Avg Close — Range —
Q2 2014
Shares 44,405 Value ($000) $4,020 Avg Close — Range —
Q1 2014
Shares 43,930 Value ($000) $3,735 Avg Close — Range —
Q4 2013
Shares 42,470 Value ($000) $3,414 Avg Close — Range —
Q3 2013
Shares 41,565 Value ($000) $3,188 Avg Close — Range —