NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

PFM Health Sciences, LP's Holding History (CIK: 0001442756)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 442,640 Value ($000) $40,679 Avg Close — Range —

Q3 2019

Shares 689,600 Value ($000) $59,678 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	442,640	$40,679	—	—
Q3 2019	689,600	$59,678	—	—