NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Convergence Investment Partners, LLC's Holding History (CIK: 0001456133)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 557 Value ($000) $45 Avg Close — Range —
Q3 2015
Shares 3,299 Value ($000) $303 Avg Close — Range —