NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

LMCG INVESTMENTS, LLC's Holding History (CIK: 0001470944)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 81,967 Value ($000) $7,534 Avg Close — Range —
Q2 2015
Shares 81,967 Value ($000) $8,061 Avg Close — Range —
Q1 2015
Shares 81,967 Value ($000) $8,083 Avg Close — Range —
Q4 2014
Shares 82,105 Value ($000) $7,608 Avg Close — Range —
Q3 2014
Shares 82,330 Value ($000) $7,750 Avg Close — Range —
Q2 2014
Shares 82,057 Value ($000) $7,429 Avg Close — Range —
Q1 2014
Shares 81,895 Value ($000) $6,963 Avg Close — Range —
Q4 2013
Shares 81,695 Value ($000) $6,567 Avg Close — Range —
Q3 2013
Shares 81,695 Value ($000) $6,267 Avg Close — Range —
Q2 2013
Shares 81,695 Value ($000) $5,777 Avg Close — Range —