NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Sio Capital Management, LLC's Holding History (CIK: 0001482416)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 90,870 Value ($000) $8,297 Avg Close — Range —

Q3 2018

Shares 57,691 Value ($000) $4,971 Avg Close — Range —

Q2 2018

Shares 55,000 Value ($000) $4,155 Avg Close — Range —

Q1 2016

Shares 94,988 Value ($000) $6,881 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	90,870	$8,297	—	—
Q3 2018	57,691	$4,971	—	—
Q2 2018	55,000	$4,155	—	—
Q1 2016	94,988	$6,881	—	—