NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ArrowMark Colorado Holdings LLC's Holding History (CIK: 0001483859)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 6,660 Value ($000) $573 Avg Close — Range —

Q3 2015

Shares 6,660 Value ($000) $612 Avg Close — Range —

Q2 2015

Shares 6,660 Value ($000) $655 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	6,660	$573	—	—
Q3 2015	6,660	$612	—	—
Q2 2015	6,660	$655	—	—