NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Charles Schwab Investment Advisory, Inc.'s Holding History (CIK: 0001501902)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 4,398,928 Value ($000) $416,534 Avg Close — Range —
Q3 2019
Shares 4,302,217 Value ($000) $373,862 Avg Close — Range —
Q2 2019
Shares 4,229,178 Value ($000) $386,166 Avg Close — Range —
Q1 2019
Shares 4,110,315 Value ($000) $395,165 Avg Close — Range —
Q4 2018
Shares 4,043,820 Value ($000) $347,000 Avg Close — Range —
Q3 2018
Shares 4,003,803 Value ($000) $344,968 Avg Close — Range —
Q2 2018
Shares 3,938,810 Value ($000) $297,538 Avg Close — Range —