NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

St. James Investment Company, LLC's Holding History (CIK: 0001504492)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 9,219 Value ($000) $761 Avg Close — Range —
Q1 2016
Shares 7,884 Value ($000) $571 Avg Close — Range —
Q4 2015
Shares 7,274 Value ($000) $626 Avg Close — Range —
Q3 2015
Shares 6,904 Value ($000) $635 Avg Close — Range —
Q2 2015
Shares 5,649 Value ($000) $556 Avg Close — Range —
Q1 2015
Shares 4,924 Value ($000) $486 Avg Close — Range —
Q4 2014
Shares 4,279 Value ($000) $396 Avg Close — Range —
Q3 2014
Shares 5,669 Value ($000) $534 Avg Close — Range —
Q2 2014
Shares 285,127 Value ($000) $25,813 Avg Close — Range —
Q1 2014
Shares 613,459 Value ($000) $52,156 Avg Close — Range —
Q4 2013
Shares 645,032 Value ($000) $51,848 Avg Close — Range —
Q3 2013
Shares 649,351 Value ($000) $49,812 Avg Close — Range —
Q2 2013
Shares 646,360 Value ($000) $45,704 Avg Close — Range —