NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Main Street Research LLC's Holding History (CIK: 0001513211)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 38,062 Value ($000) $3,275 Avg Close — Range —

Q3 2015

Shares 38,297 Value ($000) $3,463 Avg Close — Range —

Q2 2015

Shares 12,070 Value ($000) $1,187 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	38,062	$3,275	—	—
Q3 2015	38,297	$3,463	—	—
Q2 2015	12,070	$1,187	—	—