NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

ARGI Investment Services, LLC's Holding History (CIK: 0001519611)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 3,044 Value ($000) $280 Avg Close — Range —
Q2 2015
Shares 3,044 Value ($000) $299 Avg Close — Range —