NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Peregrine Asset Advisers, Inc.'s Holding History (CIK: 0001535227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 3,300 Value ($000) $267 Avg Close — Range —
Q4 2017
Shares 3,300 Value ($000) $277 Avg Close — Range —
Q3 2017
Shares 3,300 Value ($000) $283 Avg Close — Range —
Q3 2015
Shares 2,300 Value ($000) $211 Avg Close — Range —
Q2 2015
Shares 2,300 Value ($000) $226 Avg Close — Range —
Q4 2014
Shares 2,300 Value ($000) $213 Avg Close — Range —
Q3 2014
Shares 2,300 Value ($000) $216 Avg Close — Range —