NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

J.Safra Asset Management Corp's Holding History (CIK: 0001535293)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 1,189 Value ($000) $94 Avg Close — Range —

Q2 2016

Shares 1,189 Value ($000) $98 Avg Close — Range —

Q4 2015

Shares 5,016 Value ($000) $432 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	1,189	$94	—	—
Q2 2016	1,189	$98	—	—
Q4 2015	5,016	$432	—	—