NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Pinkerton Retirement Specialists, LLC's Holding History (CIK: 0001536446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 50 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 1,092 Value ($000) $86 Avg Close — Range —
Q2 2016
Shares 3,085 Value ($000) $255 Avg Close — Range —