NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Commonwealth Financial Services, LLC's Holding History (CIK: 0001536755)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 438 Value ($000) $32 Avg Close — Range —
Q4 2016
Shares 419 Value ($000) $30 Avg Close — Range —
Q3 2016
Shares 471 Value ($000) $37 Avg Close — Range —
Q2 2016
Shares 471 Value ($000) $39 Avg Close — Range —
Q1 2016
Shares 471 Value ($000) $34 Avg Close — Range —
Q4 2015
Shares 471 Value ($000) $41 Avg Close — Range —
Q3 2015
Shares 471 Value ($000) $43 Avg Close — Range —
Q2 2015
Shares 471 Value ($000) $46 Avg Close — Range —
Q1 2015
Shares 471 Value ($000) $46 Avg Close — Range —
Q4 2014
Shares 471 Value ($000) $44 Avg Close — Range —