NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

DT Investment Partners, LLC's Holding History (CIK: 0001537621)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 255 Value ($000) $26 Avg Close — Range —
Q3 2022
Shares 66 Value ($000) $5 Avg Close — Range —