NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Hilton Capital Management, LLC's Holding History (CIK: 0001541211)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 300 Value ($000) $26 Avg Close — Range —
Q2 2019
Shares 300 Value ($000) $27 Avg Close — Range —
Q1 2019
Shares 300 Value ($000) $29 Avg Close — Range —
Q4 2018
Shares 600 Value ($000) $51 Avg Close — Range —
Q3 2018
Shares 600 Value ($000) $52 Avg Close — Range —
Q2 2018
Shares 600 Value ($000) $45 Avg Close — Range —
Q3 2016
Shares 14,056 Value ($000) $1,110 Avg Close — Range —
Q2 2016
Shares 4,825 Value ($000) $398 Avg Close — Range —
Q1 2016
Shares 4,825 Value ($000) $350 Avg Close — Range —
Q4 2015
Shares 10,885 Value ($000) $937 Avg Close — Range —
Q3 2015
Shares 98,580 Value ($000) $9,061 Avg Close — Range —
Q2 2015
Shares 98,593 Value ($000) $9,696 Avg Close — Range —
Q1 2015
Shares 95,046 Value ($000) $9,833 Avg Close — Range —
Q4 2014
Shares 86,680 Value ($000) $8,032 Avg Close — Range —