NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 1,991 Value ($000) $201 Avg Close — Range —
Q3 2023
Shares 2,024 Value ($000) $206 Avg Close — Range —
Q2 2023
Shares 2,591 Value ($000) $261 Avg Close — Range —
Q1 2023
Shares 2,787 Value ($000) $256 Avg Close — Range —
Q4 2022
Shares 3,085 Value ($000) $280 Avg Close — Range —
Q3 2022
Shares 4,026 Value ($000) $306 Avg Close — Range —
Q2 2022
Shares 4,957 Value ($000) $419 Avg Close — Range —
Q1 2022
Shares 11,757 Value ($000) $1,032 Avg Close — Range —
Q4 2021
Shares 13,838 Value ($000) $1,210 Avg Close — Range —
Q3 2021
Shares 16,593 Value ($000) $1,357 Avg Close — Range —
Q2 2021
Shares 16,889 Value ($000) $1,532 Avg Close — Range —
Q1 2021
Shares 17,061 Value ($000) $1,458 Avg Close — Range —
Q4 2020
Shares 20,380 Value ($000) $1,924 Avg Close — Range —