NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Baltimore-Washington Financial Advisors, Inc.'s Holding History (CIK: 0001555486)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 350 Value ($000) $35 Avg Close — Range —
Q4 2014
Shares 50 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 50 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 625 Value ($000) $57 Avg Close — Range —
Q4 2013
Shares 625 Value ($000) $50 Avg Close — Range —