NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

PDT Partners, LLC's Holding History (CIK: 0001564702)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 40,634 Value ($000) $3,735 Avg Close — Range —
Q2 2015
Shares 66,502 Value ($000) $6,540 Avg Close — Range —
Q1 2015
Shares 101,032 Value ($000) $9,963 Avg Close — Range —
Q4 2014
Shares 56,630 Value ($000) $5,247 Avg Close — Range —
Q3 2014
Shares 403,430 Value ($000) $37,975 Avg Close — Range —
Q4 2013
Shares 209,969 Value ($000) $16,877 Avg Close — Range —
Q2 2013
Shares 12,540 Value ($000) $887 Avg Close — Range —