NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

DC Investments Management, LLC's Holding History (CIK: 0001565951)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 3,344 Value ($000) $316 Avg Close — Range —
Q2 2020
Shares 11,599 Value ($000) $1,013 Avg Close — Range —
Q1 2020
Shares 9,819 Value ($000) $810 Avg Close — Range —
Q4 2019
Shares 11,332 Value ($000) $1,073 Avg Close — Range —
Q3 2019
Shares 10,876 Value ($000) $945 Avg Close — Range —
Q2 2019
Shares 10,876 Value ($000) $993 Avg Close — Range —
Q1 2019
Shares 9,258 Value ($000) $890 Avg Close — Range —
Q4 2018
Shares 9,258 Value ($000) $794 Avg Close — Range —
Q1 2018
Shares 9,624 Value ($000) $778 Avg Close — Range —
Q4 2017
Shares 8,492 Value ($000) $713 Avg Close — Range —