NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Risk Paradigm Group, LLC's Holding History (CIK: 0001569886)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 200 Value ($000) $16,170 Avg Close — Range —
Q4 2017
Shares 270 Value ($000) $22,669 Avg Close — Range —
Q3 2017
Shares 649 Value ($000) $55,716 Avg Close — Range —
Q2 2017
Shares 156 Value ($000) $13,021 Avg Close — Range —
Q1 2017
Shares 156 Value ($000) $11,586 Avg Close — Range —
Q4 2016
Shares 156 Value ($000) $11,363 Avg Close — Range —
Q3 2016
Shares 156 Value ($000) $12,317 Avg Close — Range —
Q2 2016
Shares 156 Value ($000) $12,871 Avg Close — Range —
Q1 2016
Shares 156 Value ($000) $11,300 Avg Close — Range —
Q4 2015
Shares 737 Value ($000) $63,411 Avg Close — Range —
Q3 2015
Shares 316 Value ($000) $29,047 Avg Close — Range —
Q2 2015
Shares 100 Value ($000) $9,834 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $9,861 Avg Close — Range —