NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Advisory Alpha, LLC's Holding History (CIK: 0001576762)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 212 Value ($000) $18 Avg Close — Range —

Q1 2020

Shares 291 Value ($000) $25,595 Avg Close — Range —

Q1 2019

Shares 221 Value ($000) $17,897 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	212	$18	—	—
Q1 2020	291	$25,595	—	—
Q1 2019	221	$17,897	—	—