NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

W.G. Shaheen & Associates DBA Whitney & Co's Holding History (CIK: 0001577001)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 346 Value ($000) $31 Avg Close — Range —
Q2 2018
Shares 50 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 167 Value ($000) $14 Avg Close — Range —