NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Alpha Cubed Investments, LLC's Holding History (CIK: 0001580830)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 2,886 Value ($000) $242 Avg Close — Range —
Q3 2017
Shares 2,886 Value ($000) $248 Avg Close — Range —
Q4 2015
Shares 11,860 Value ($000) $1,020 Avg Close — Range —
Q3 2015
Shares 12,014 Value ($000) $1,086 Avg Close — Range —
Q2 2015
Shares 11,979 Value ($000) $1,178 Avg Close — Range —
Q1 2015
Shares 12,129 Value ($000) $1,196 Avg Close — Range —
Q4 2014
Shares 14,275 Value ($000) $1,323 Avg Close — Range —
Q3 2014
Shares 14,800 Value ($000) $1,393 Avg Close — Range —
Q2 2014
Shares 15,400 Value ($000) $1,394 Avg Close — Range —
Q1 2014
Shares 16,014 Value ($000) $1,361 Avg Close — Range —
Q4 2013
Shares 32,809 Value ($000) $2,638 Avg Close — Range —