NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Fullerton Fund Management Co Ltd.'s Holding History (CIK: 0001592746)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 2,692 Value ($000) $246 Avg Close — Range —

Q1 2021

Shares 4,240 Value ($000) $362 Avg Close — Range —

Q4 2020

Shares 5,296 Value ($000) $500 Avg Close — Range —

Q3 2020

Shares 2,053 Value ($000) $179 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	2,692	$246	—	—
Q1 2021	4,240	$362	—	—
Q4 2020	5,296	$500	—	—
Q3 2020	2,053	$179	—	—