NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

SIGNET FINANCIAL MANAGEMENT, LLC's Holding History (CIK: 0001600307)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 40 Value ($000) $3 Avg Close — Range —

Q3 2018

Shares 40 Value ($000) $3 Avg Close — Range —

Q2 2018

Shares 40 Value ($000) $3 Avg Close — Range —

Q1 2018

Shares 40 Value ($000) $3 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	40	$3	—	—
Q3 2018	40	$3	—	—
Q2 2018	40	$3	—	—
Q1 2018	40	$3	—	—