NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Riggs Asset Managment Co. Inc.'s Holding History (CIK: 0001601348)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 400 Value ($000) $32 Avg Close — Range —

Q4 2017

Shares 400 Value ($000) $34 Avg Close — Range —

Q3 2017

Shares 400 Value ($000) $34 Avg Close — Range —

Q2 2017

Shares 400 Value ($000) $33 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	400	$32	—	—
Q4 2017	400	$34	—	—
Q3 2017	400	$34	—	—
Q2 2017	400	$33	—	—