NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

IPG Investment Advisors LLC's Holding History (CIK: 0001602237)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 8,250 Value ($000) $680,212 Avg Close — Range —
Q2 2017
Shares 3,000 Value ($000) $250,410 Avg Close — Range —
Q1 2017
Shares 3,000 Value ($000) $222,810 Avg Close — Range —
Q4 2016
Shares 3,000 Value ($000) $218,520 Avg Close — Range —