NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Ironsides Asset Advisors, LLC's Holding History (CIK: 0001615135)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 6,389 Value ($000) $465 Avg Close — Range —

Q3 2016

Shares 4,966 Value ($000) $392 Avg Close — Range —

Q2 2016

Shares 4,614 Value ($000) $381 Avg Close — Range —

Q4 2015

Shares 6,374 Value ($000) $548 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	6,389	$465	—	—
Q3 2016	4,966	$392	—	—
Q2 2016	4,614	$381	—	—
Q4 2015	6,374	$548	—	—