NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 26,288 Value ($000) $3,624 Avg Close — Range —
Q3 2025
Shares 26,168 Value ($000) $3,356 Avg Close — Range —
Q2 2025
Shares 24,655 Value ($000) $2,984 Avg Close — Range —