NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 611 Value ($000) $45 Avg Close — Range —
Q4 2016
Shares 611 Value ($000) $45 Avg Close — Range —
Q3 2016
Shares 611 Value ($000) $48 Avg Close — Range —
Q2 2016
Shares 611 Value ($000) $50 Avg Close — Range —
Q1 2016
Shares 611 Value ($000) $44 Avg Close — Range —
Q4 2015
Shares 611 Value ($000) $53 Avg Close — Range —
Q3 2015
Shares 611 Value ($000) $56 Avg Close — Range —
Q2 2015
Shares 400 Value ($000) $39 Avg Close — Range —
Q1 2015
Shares 400 Value ($000) $39 Avg Close — Range —
Q4 2014
Shares 400 Value ($000) $37 Avg Close — Range —