NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

1 NORTH WEALTH SERVICES LLC's Holding History (CIK: 0001641761)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 30 Value ($000) $3 Avg Close — Range —

Q3 2019

Shares 30 Value ($000) $3 Avg Close — Range —

Q1 2019

Shares 30 Value ($000) $3 Avg Close — Range —

Q4 2018

Shares 30 Value ($000) $3 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	30	$3	—	—
Q3 2019	30	$3	—	—
Q1 2019	30	$3	—	—
Q4 2018	30	$3	—	—