NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 2,420 Value ($000) $221 Avg Close — Range —
Q4 2018
Shares 3,193 Value ($000) $274 Avg Close — Range —