NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

New Capital Management LP's Holding History (CIK: 0001696731)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 75 Value ($000) $6 Avg Close — Range —
Q2 2018
Shares 75 Value ($000) $6 Avg Close — Range —
Q1 2018
Shares 75 Value ($000) $6 Avg Close — Range —
Q4 2017
Shares 175 Value ($000) $15 Avg Close — Range —
Q3 2017
Shares 175 Value ($000) $15 Avg Close — Range —
Q2 2017
Shares 175 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 175 Value ($000) $13 Avg Close — Range —
Q4 2016
Shares 175 Value ($000) $13 Avg Close — Range —