NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q2 2024
Shares 7,500 Value ($000) $798 Avg Close — Range —
Q2 2023
Shares 81,700 Value ($000) $8,244 Avg Close — Range —
Q4 2022
Shares 21,000 Value ($000) $1,905 Avg Close — Range —
Q4 2021
Shares 95,000 Value ($000) $8,309 Avg Close — Range —
Q3 2021
Shares 41,997 Value ($000) $3,435 Avg Close — Range —
Q1 2021
Shares 20,000 Value ($000) $1,710 Avg Close — Range —
Q1 2020
Shares 5,000 Value ($000) $412 Avg Close — Range —