NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Redwood Investment Management, LLC's Holding History (CIK: 0001717479)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 7,117 Value ($000) $582 Avg Close — Range —
Q2 2021
Shares 7,117 Value ($000) $649 Avg Close — Range —
Q1 2021
Shares 7,117 Value ($000) $608 Avg Close — Range —
Q4 2019
Shares 6,050 Value ($000) $573 Avg Close — Range —
Q3 2019
Shares 5,953 Value ($000) $517 Avg Close — Range —
Q2 2019
Shares 5,953 Value ($000) $544 Avg Close — Range —
Q1 2019
Shares 5,076 Value ($000) $488 Avg Close — Range —
Q4 2017
Shares 3,178 Value ($000) $267 Avg Close — Range —