NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Diametric Capital, LP's Holding History (CIK: 0001719087)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 28,510 Value ($000) $2,700 Avg Close — Range —
Q2 2019
Shares 63,941 Value ($000) $5,838 Avg Close — Range —
Q1 2019
Shares 42,198 Value ($000) $3,569 Avg Close — Range —
Q4 2018
Shares 28,048 Value ($000) $2,407 Avg Close — Range —
Q3 2018
Shares 7,093 Value ($000) $611 Avg Close — Range —