NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Signature Wealth Management Group's Holding History (CIK: 0001736666)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 143 Value ($000) $12 Avg Close — Range —

Q2 2018

Shares 91 Value ($000) $7 Avg Close — Range —

Q1 2018

Shares 91 Value ($000) $7 Avg Close — Range —

Q4 2017

Shares 91 Value ($000) $8 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	143	$12	—	—
Q2 2018	91	$7	—	—
Q1 2018	91	$7	—	—
Q4 2017	91	$8	—	—