NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 108,205 Value ($000) $14,918 Avg Close — Range —
Q3 2025
Shares 102,679 Value ($000) $13,168 Avg Close — Range —
Q2 2025
Shares 97,743 Value ($000) $11,828 Avg Close — Range —
Q1 2025
Shares 101,663 Value ($000) $11,334 Avg Close — Range —
Q4 2024
Shares 107,802 Value ($000) $10,490 Avg Close — Range —
Q3 2024
Shares 105,613 Value ($000) $12,140 Avg Close — Range —
Q2 2024
Shares 110,523 Value ($000) $11,762 Avg Close — Range —
Q1 2024
Shares 148,741 Value ($000) $14,388 Avg Close — Range —
Q4 2023
Shares 101,781 Value ($000) $10,277 Avg Close — Range —
Q3 2023
Shares 126,531 Value ($000) $12,888 Avg Close — Range —
Q2 2023
Shares 196,827 Value ($000) $19,811 Avg Close — Range —
Q1 2023
Shares 192,909 Value ($000) $18 Avg Close — Range —
Q4 2022
Shares 213,585 Value ($000) $19 Avg Close — Range —
Q3 2022
Shares 213,828 Value ($000) $16,251 Avg Close — Range —
Q2 2022
Shares 214,353 Value ($000) $18,117 Avg Close — Range —
Q1 2022
Shares 201,279 Value ($000) $17,661 Avg Close — Range —
Q4 2021
Shares 223,545 Value ($000) $19,552 Avg Close — Range —
Q3 2021
Shares 210,040 Value ($000) $17,176 Avg Close — Range —
Q2 2021
Shares 200,866 Value ($000) $18,325 Avg Close — Range —
Q1 2021
Shares 133,313 Value ($000) $11,394 Avg Close — Range —
Q4 2020
Shares 104,127 Value ($000) $9,831 Avg Close — Range —
Q3 2020
Shares 151,391 Value ($000) $13,163 Avg Close — Range —
Q2 2020
Shares 891,905 Value ($000) $77,898 Avg Close — Range —
Q1 2020
Shares 1,169,160 Value ($000) $96,397 Avg Close — Range —
Q4 2019
Shares 1,239,353 Value ($000) $117,354 Avg Close — Range —
Q3 2019
Shares 1,258,076 Value ($000) $109,326 Avg Close — Range —
Q2 2019
Shares 1,248,943 Value ($000) $114,041 Avg Close — Range —
Q1 2019
Shares 1,261,069 Value ($000) $121,239 Avg Close — Range —
Q4 2018
Shares 1,251,429 Value ($000) $107,385 Avg Close — Range —
Q3 2018
Shares 1,212,185 Value ($000) $104,441 Avg Close — Range —
Q2 2018
Shares 990,044 Value ($000) $74,787 Avg Close — Range —
Q1 2018
Shares 1,003,079 Value ($000) $81,099 Avg Close — Range —