NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

VISTA INVESTMENT MANAGEMENT's Holding History (CIK: 0001740140)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 3,049 Value ($000) $261 Avg Close — Range —

Q4 2020

Shares 3,469 Value ($000) $328 Avg Close — Range —

Q3 2020

Shares 3,993 Value ($000) $347 Avg Close — Range —

Q2 2020

Shares 4,072 Value ($000) $356 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	3,049	$261	—	—
Q4 2020	3,469	$328	—	—
Q3 2020	3,993	$347	—	—
Q2 2020	4,072	$356	—	—