NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Vectors Research Management, LLC's Holding History (CIK: 0001750557)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 16 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 16 Value ($000) $2 Avg Close — Range —
Q3 2019
Shares 16 Value ($000) $1 Avg Close — Range —
Q2 2019
Shares 16 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 16 Value ($000) $2 Avg Close — Range —
Q4 2018
Shares 16 Value ($000) $1 Avg Close — Range —
Q3 2018
Shares 16 Value ($000) $1 Avg Close — Range —