NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Portfolio Strategies, Inc.'s Holding History (CIK: 0001753271)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 100 Value ($000) $9 Avg Close — Range —

Q2 2018

Shares 100 Value ($000) $8 Avg Close — Range —

Q1 2018

Shares 460 Value ($000) $37 Avg Close — Range —

Q4 2017

Shares 460 Value ($000) $39 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	100	$9	—	—
Q2 2018	100	$8	—	—
Q1 2018	460	$37	—	—
Q4 2017	460	$39	—	—