NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Core Alternative Capital's Holding History (CIK: 0001776878)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 20 Value ($000) $2 Avg Close — Range —

Q4 2022

Shares 155 Value ($000) $14 Avg Close — Range —

Q3 2022

Shares 155 Value ($000) $12 Avg Close — Range —

Q4 2021

Shares 48 Value ($000) $4 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	20	$2	—	—
Q4 2022	155	$14	—	—
Q3 2022	155	$12	—	—
Q4 2021	48	$4	—	—