NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

Sierra Capital LLC's Holding History (CIK: 0001787274)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 10 Value ($000) $1 Avg Close — Range —

Q2 2021

Shares 10 Value ($000) $1 Avg Close — Range —

Q1 2021

Shares 10 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	10	$1	—	—
Q2 2021	10	$1	—	—
Q1 2021	10	$1	—	—