NOVARTIS AG

Ticker: NVS CUSIP: 66987V109 Class: SPONSORED ADR

RMR Wealth Builders's Holding History (CIK: 0001803848)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 455 Value ($000) $39 Avg Close — Range —

Q4 2020

Shares 141 Value ($000) $13 Avg Close — Range —

Q2 2020

Shares 104 Value ($000) $9 Avg Close — Range —

Q4 2019

Shares 101 Value ($000) $10 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	455	$39	—	—
Q4 2020	141	$13	—	—
Q2 2020	104	$9	—	—
Q4 2019	101	$10	—	—